Lic. #
|
Company
|
Owner
|
Ownership Type
|
Business Category
|
Address
|
City
|
State
|
Zip
|
Phone
|
Start Date
|
Expiration Date
|
Status
|
# of Emps
|
BT30068848
|
STEVEN EDWARDS
|
STEVEN EDWARDS
|
SOLE PROPRIETORSHIP
|
SECURITIES BROKERS & DEALERS
|
1500 QUAIL STREET #470
|
NEWPORT BEACH
|
CA
|
92625
|
9493875211
|
8/29/2019
|
8/31/2024
|
ACTIVE
|
1
|
BT30076602
|
AMERICAN TRUST INVESTMENT SERVICES
|
AMERICAN TRUST INVESTMENT SERV
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
3848 CAMPUS DRIVE #111
|
NEWPORT BEACH
|
CA
|
92660
|
9494187659
|
8/19/2021
|
8/31/2023
|
ACTIVE
|
0
|
BT98038331
|
PORT SECURITIES INC
|
PORT SECURITIES INC
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
2717 COAST HWY W
|
NEWPORT BEACH
|
CA
|
92663
|
949-574-9286
|
10/30/1998
|
9/30/2025
|
ACTIVE
|
1
|
BT30003110
|
SELVA INVESTMENT GROUP INC
|
DANIELS, D T
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
567 SAN NICOLAS DR #220
|
NEWPORT BEACH
|
CA
|
92660
|
(949)642-1626
|
4/1/2001
|
4/30/2025
|
ACTIVE
|
0
|
BT30034875
|
EDWARD JONES
|
EWARD D JONES LP
|
PARTNERSHIP
|
SECURITIES BROKERS & DEALERS
|
2121 COAST HWY E #130
|
CORONA DEL MAR
|
CA
|
92625
|
949-644-4886
|
3/10/2011
|
3/31/2025
|
ACTIVE
|
3
|
BT30063236
|
CORY DANIEL MCNAMARA MD INC
|
CORY MCNAMARA
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
4685 MACARTHUR CT #340
|
NEWPORT BEACH
|
CA
|
92660
|
310-918-7497
|
5/1/2018
|
5/31/2019
|
ACTIVE
|
1
|
BT30071856
|
WISDOM TRADING
|
JEREMIAH WISDOM
|
SOLE PROPRIETORSHIP
|
SECURITIES BROKERS & DEALERS
|
1552 ORCHARD DR.
|
NEWPORT BEACH
|
CA
|
92660
|
7148629542
|
5/12/2020
|
5/31/2021
|
ACTIVE
|
0
|
BT00010624
|
JDL SECURTIES CORP
|
JDL SECURTIES CORP
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
1001 DOVE ST #160
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 752-5206
|
7/1/1991
|
6/30/2025
|
ACTIVE
|
12
|
BT30004442
|
LASARA INC
|
ABDULJAWAD, ZIYAD
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
19 CORPORATE PLZ
|
NEWPORT BEACH
|
CA
|
92660
|
(949)721-9777
|
1/1/2004
|
1/31/2025
|
ACTIVE
|
0
|
BT30034682
|
GLEN HELEN PARKWAY LLC
|
WEBB, DANIEL L
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
100 BAYVIEW CIR #310
|
NEWPORT BEACH
|
CA
|
92660
|
949-509-5000
|
1/20/2011
|
1/31/2025
|
ACTIVE
|
0
|
BT30060736
|
YHC WEALTH MANAGEMENT GROUP
|
YVAN CAO
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
4675 MACARTHUR CT STE 450
|
NEWPORT BEACH
|
CA
|
92660
|
9495762372
|
9/11/2017
|
9/30/2025
|
ACTIVE
|
4
|
BT30078267
|
MULTI BANK SECURITIES INC
|
DAVID MACCAGNONE
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
5000 BIRCH ST #SUITE 3000 - WEST TOWER
|
NEWPORT BEACH
|
CA
|
92660
|
18009679045
|
3/1/2022
|
3/31/2025
|
ACTIVE
|
0
|
BT30068188
|
MONOLITHE WEALTH PLANNING GROU
|
JANE AN
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
4340 VON KARMAN AVE #200
|
NEWPORT BEACH
|
CA
|
92660
|
949-245-6175
|
11/1/2017
|
11/30/2023
|
ACTIVE
|
2
|
BT00003634
|
MERRILL LYNCH, PIERCE, FENNER
|
ELIAS R DAU
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
401 N TRYON ST NC1-021-06-01
|
CHARLOTTE
|
NC
|
28255
|
212-236-6006
|
6/1/1991
|
5/31/2025
|
ACTIVE
|
194
|
BT30085502
|
VEIN TREATMENT CLINIC
|
WILLIAM SCHOENFELD
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
1525 SUPERIOR AVE #202
|
NEWPORT BEACH
|
CA
|
92663
|
9495038145
|
10/21/2024
|
10/31/2025
|
ACTIVE
|
3
|
BT01013049
|
UBS FINANCIAL SERVICES INC
|
LEVINE, KENNETH
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
888 SAN CLEMENTE DR #300
|
NEWPORT BEACH
|
CA
|
92660
|
949-467-6048
|
11/1/2000
|
10/31/2025
|
ACTIVE
|
95
|
BT30046363
|
D A DAVIDSON & CO
|
CT COPORATION SYSTEM
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
660 NEWPORT CENTER DR #550
|
NEWPORT BEACH
|
CA
|
92660
|
949-999-4034
|
8/1/2013
|
8/31/2025
|
ACTIVE
|
12
|
BT30053670
|
CROSSROADS CAPITAL INSURANCE
|
JAMIE SHEPHERDSON
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
160 NEWPORT CENTER DR #112
|
NEWPORT BEACH
|
CA
|
92660
|
9496294302
|
8/1/2015
|
8/31/2025
|
ACTIVE
|
0
|
BT30057937
|
ROTH CAPITAL PARTNERS LLC
|
RICHARD PLATT
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
888 SAN CLEMENTE DR #400
|
NEWPORT BEACH
|
CA
|
92660
|
949-720-5700
|
2/1/2017
|
2/28/2025
|
ACTIVE
|
107
|
BT30082628
|
DR ELSIE CHENG INC
|
ELSIE CHENG
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
2121 CRESTA DR.
|
NEWPORT BEACH
|
CA
|
92660
|
949-922-3883
|
9/1/2023
|
9/30/2025
|
ACTIVE
|
0
|
BT00019034
|
CHRISS STREET & COMPANY
|
STREET, CHRIS
|
SOLE PROPRIETORSHIP
|
SECURITIES BROKERS & DEALERS
|
112 PROMONTORY DR W
|
NEWPORT BEACH
|
CA
|
92660
|
949-644-5333
|
2/1/1992
|
1/31/2016
|
ACTIVE
|
0
|
BT30076775
|
TONY BEIZAEE BLUE STAR GROUP
|
TONY BEIZAEE
|
SOLE PROPRIETORSHIP
|
SECURITIES BROKERS & DEALERS
|
136 LESSAY
|
NEWPORT COAST
|
CA
|
92657
|
9494686247
|
10/1/2021
|
10/31/2022
|
ACTIVE
|
0
|
BT00001537
|
INDEPENDENT FINANCIAL GROUP
|
CADWELL, JOHN H
|
SOLE PROPRIETORSHIP
|
SECURITIES BROKERS & DEALERS
|
881 DOVER DR #11
|
NEWPORT BEACH
|
CA
|
92663
|
949-645-3185
|
4/5/1983
|
2/28/2025
|
ACTIVE
|
0
|
BT30003149
|
CURCI INVESTMENTS LLC
|
CURCI, MICHAEL
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
717 LIDO PARK DR
|
NEWPORT BEACH
|
CA
|
92663
|
(949)673-1060
|
4/1/2001
|
4/30/2025
|
ACTIVE
|
0
|
BT30062558
|
JSR INVESTMENTS LLC
|
JAMES S RUTHERFORD
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
115 26TH ST
|
NEWPORT BEACH
|
CA
|
92663
|
3238393581
|
3/19/2018
|
3/31/2025
|
ACTIVE
|
0
|
BT30067849
|
UNITED PLANNERS FINANCIAL SERVICES
|
UNITED PLANNERS FINANCIAL SERV
|
PARTNERSHIP
|
SECURITIES BROKERS & DEALERS
|
7333 E DOUBLETREE RANCH RD #120
|
SCOTTSDALE
|
AZ
|
85258
|
480-991-0225
|
2/14/2019
|
2/28/2025
|
ACTIVE
|
0
|
BT30071112
|
WORTHPOINTE
|
JOHN CHAPMAN
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
888 PROSPECT ST #200
|
SAN DIEGO
|
CA
|
92037
|
800-620-4232
|
1/1/2019
|
1/31/2025
|
ACTIVE
|
0
|
BT30074314
|
JOHNSON WEALTH GROUP
|
DYLAN JOHNSON
|
PARTNERSHIP
|
SECURITIES BROKERS & DEALERS
|
660 NEWPORT CENTER DRIVE #470
|
NEWPORT BEACH
|
CA
|
92660
|
9493228912
|
7/16/2020
|
7/31/2025
|
ACTIVE
|
0
|
BT00009958
|
PACIFIC SELECT DISTRIBUTORS LLC
|
PACIFIC SELECT DISTRIBUTORS IN
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
700 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
949-219-3051
|
1/31/1986
|
12/31/2024
|
ACTIVE
|
0
|
BT02052051
|
RBC CAPITAL MARKETS INC
|
BELL, LAUTZ
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
610 NEWPORT CENTER DR #900
|
NEWPORT BEACH
|
CA
|
92660
|
949-720-0111
|
5/1/2002
|
2/28/2025
|
ACTIVE
|
21
|
BT20080301
|
WELLS FARGO CLEARING SERVICES LLC
|
WELLS FARGO CLEARING SERVICES LLC
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
520 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
804-787-6936
|
8/2/2000
|
7/31/2025
|
ACTIVE
|
81
|
BT30028202
|
MORGAN STANLEY SMITH BARNEY
|
GORMAN, JAMES, PRESIDENT
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
800 NEWPORT CENTER DR #2257007
|
NEWPORT BEACH
|
CA
|
92660
|
(917) 260-0329
|
6/1/2009
|
6/30/2025
|
ACTIVE
|
117
|
BT30033263
|
EDWARD JONES
|
THE JONES FINANCIAL CO
|
PARTNERSHIP
|
SECURITIES BROKERS & DEALERS
|
250 NEWPORT CENTER DR # SUITE 206
|
NEWPORT BEACH
|
CA
|
92660
|
313 515-7070
|
9/28/2010
|
9/30/2025
|
ACTIVE
|
4
|
BT30034419
|
PIMCO INVESTMENTS LLC
|
PACIFIC INVESTMENT MGMT CO
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
650 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 219-2621
|
2/1/2011
|
2/28/2025
|
ACTIVE
|
10
|
BT30035897
|
AXXCESS REALTY ADVISORS LLC
|
F CRAIG MORRIS
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
4350 VON KARMAN AVE #200
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 544-3530
|
6/1/2011
|
6/30/2025
|
ACTIVE
|
1
|
BT30065399
|
THE NAHIN GROUP
|
ANDREW NAHIN
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
600 HILVANAR
|
NEWPORT BEACH
|
CA
|
92660
|
9493383916
|
12/14/2018
|
12/31/2024
|
ACTIVE
|
0
|
BT30067960
|
BOFA SECURITIES INC
|
ERIK MILLER
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
401 N TRYON ST NC1-021-06-01
|
CHARLOTTE
|
NC
|
28255
|
9803870815
|
5/13/2019
|
5/31/2025
|
ACTIVE
|
73
|
BT30080501
|
FORTITUDE FINANCIAL LLC
|
JEREMY LEWIS
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
23 CORPORATE PLAZA #150
|
NEWPORT BEACH
|
CA
|
92660
|
5099311199
|
1/19/2023
|
1/31/2025
|
ACTIVE
|
0
|
BT30065181
|
OCONNOR & COMPANY SECURITIES
|
WILLIAM A OCONNOR
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
2901 COAST HWY W #200
|
NEWPORT BEACH
|
CA
|
92663
|
949-764-9320
|
11/1/2018
|
11/30/2022
|
ACTIVE
|
2
|
BT30069013
|
WESTPARK CAPITAL INC
|
RICHARD RAPPAPORT
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
1600 DOVE ST #250
|
NEWPORT BEACH
|
CA
|
92660
|
9495904200
|
7/1/2016
|
7/31/2022
|
ACTIVE
|
2
|
BT30006025
|
EDWARD D JONES & CO LP
|
WALTHER, LUCY E
|
PARTNERSHIP
|
SECURITIES BROKERS & DEALERS
|
4100 NEWPORT PL DR #190
|
NEWPORT BEACH
|
CA
|
92660
|
949-723-0267
|
7/31/2004
|
7/31/2025
|
ACTIVE
|
2
|
BT30036696
|
JP MORGAN SECURITIES
|
JP MORGAN SECURITIES
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
660 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
949-467-3900
|
2/28/2008
|
2/28/2025
|
ACTIVE
|
25
|
BT30047962
|
PROBITAS FINANCIAL
|
VYNEMAN, GARY
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
1500 QUAIL ST #540
|
NEWPORT BEACH
|
CA
|
92660
|
949-528-6060
|
7/24/2014
|
7/31/2025
|
ACTIVE
|
2
|
BT30075565
|
COASTAL WEALTH MANAGEMENT
|
COX FINANCIAL PLANNING INCORPORATED
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
2660 COAST HWY E
|
NEWPORT BEACH
|
CA
|
92625
|
949-335-7310
|
11/16/2020
|
11/30/2023
|
ACTIVE
|
2
|
BT30001449
|
OPPENHEIMER & CO INC
|
OPPENHEIMER & CO INC
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
620 NEWPORT CENTER DR #1000
|
NEWPORT BEACH
|
CA
|
92660
|
(949)219-1000
|
9/1/2003
|
9/30/2025
|
ACTIVE
|
18
|
BT30017793
|
ALTAMAR BRANDS LLC
|
ALTAMAR VENTURES
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
2101 COAST HWY E #250
|
CORONA DEL MAR
|
CA
|
92625
|
949-718-4511
|
12/1/2005
|
12/31/2024
|
ACTIVE
|
3
|
BT30027980
|
41 NORTH LLC
|
YONKERS, KEITH
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
160 NEWPORT CENTER DRIVE #220
|
NEWPORT BEACH
|
CA
|
92660
|
9496421141
|
5/1/2009
|
5/31/2025
|
ACTIVE
|
0
|
BT30041325
|
FIDELITY INVESTMENTS
|
RICHARD LYONS
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
1600 NEWPORT CENTER DR #100
|
NEWPORT BEACH
|
CA
|
92660
|
800-331-5829
|
10/12/2012
|
10/31/2021
|
ACTIVE
|
17
|
BT30067334
|
STARCARE ASSOCIATES INC
|
RICHARD HEARN
|
SOLE PROPRIETORSHIP
|
SECURITIES BROKERS & DEALERS
|
23 CORPORATE PLAZA #242
|
NEWPORT BEACH
|
CA
|
92660
|
9497562273
|
1/1/2019
|
1/31/2025
|
ACTIVE
|
2
|
BT30068690
|
A G P / ALLIANCE GLOBAL PARTNERS
|
PHIL MICHALS
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
1201 DOVE STREET #200
|
NEWPORT BEACH
|
CA
|
92660
|
949-863-9500
|
8/28/2019
|
8/31/2021
|
ACTIVE
|
17
|
BT30084791
|
EDWARD JONES
|
EDWARD D JONES & CO , L P
|
PARTNERSHIP
|
SECURITIES BROKERS & DEALERS
|
1501 WESTCLIFF DRIVE #307
|
NEWPORT BEACH
|
CA
|
92660
|
9496128325
|
3/13/2024
|
3/31/2025
|
ACTIVE
|
4
|
BT20122247
|
CHARLES SCHWAB & CO INC
|
CHARLES SCHWAB & CO INC
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
16 CORPORATE PLAZA
|
NEWPORT BEACH
|
CA
|
92660
|
949-718-5108
|
12/21/2000
|
11/30/2024
|
ACTIVE
|
21
|
BT30050596
|
COMERSYS LLC
|
TAGLE, MISAEL
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
5000 BIRCH ST WEST TOWER #3000
|
NEWPORT BEACH
|
CA
|
92660
|
6197935899
|
1/1/2014
|
1/31/2019
|
ACTIVE
|
0
|
BT30062293
|
MASTER KEY CAPITAL
|
DOUGLAS GEE
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
5 UPPER NEWPORT PLAZA DRIVE #205
|
NEWPORT BEACH
|
CA
|
92660
|
9136360262
|
2/22/2018
|
2/28/2019
|
ACTIVE
|
1
|
BT00000962
|
EDWARD D JONES & CO LP
|
JONES EDWARD D
|
PARTNERSHIP
|
SECURITIES BROKERS & DEALERS
|
307 MARINE AVE
|
NEWPORT BEACH
|
CA
|
92662
|
949-723-0267
|
4/1/1992
|
3/31/2025
|
ACTIVE
|
2
|
BT30026477
|
FUREY RESEARCH PARTNERS LLC
|
FUREY, JAMES
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
24 CORPORATE PLAZA #100
|
NEWPORT BEACH
|
CA
|
92660
|
949-375-1974
|
10/8/2008
|
10/31/2025
|
ACTIVE
|
1
|
BT30082257
|
MERITGAGE PARTNERS INC
|
BRIAN T FRANCO
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
2901 WEST COAST HIGHWAY #SUITE 200
|
NEWPORT BEACH
|
CA
|
92663
|
9495229121
|
6/13/2023
|
6/30/2025
|
ACTIVE
|
2
|
BT30007135
|
RS CRUM INC
|
THERIAULT, JON
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
4 UPPER NEWPORT PLAZA DR #201
|
NEWPORT BEACH
|
CA
|
92660
|
949-428-9696
|
1/1/2004
|
1/31/2025
|
ACTIVE
|
7
|
BT30074296
|
WESTERN INTL SECURITIES
|
DYLAN JOHNSON
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
660 NEWPORT CENTER DR. #470
|
NEWPORT BEACH
|
CA
|
92660
|
626 710 3106
|
7/16/2020
|
7/31/2025
|
ACTIVE
|
2
|
BT30079064
|
ASANDRA MD PC
|
CHRISTOPHER ASANDRA
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
17 CORPORATE PLAZA DRIVE #110
|
NEWPORT BEACH
|
CA
|
92660
|
4242131118
|
6/21/2022
|
6/30/2025
|
ACTIVE
|
4
|
BT30028179
|
RCP ADVISORS 2 LLC
|
JEFFREY GEHL
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
1111 BAYSIDE DR #270
|
CORONA DEL MAR
|
CA
|
92625
|
949-335-5005
|
1/1/2009
|
1/31/2024
|
ACTIVE
|
0
|
BT30055227
|
VARTANYAN WEALTH MANAGEMENT
|
ADAM SCOTT VARTANYAN
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
2043 WESTCLIFF DR #213
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 612-6334
|
5/1/2016
|
5/31/2025
|
ACTIVE
|
0
|
BT30067131
|
STIFEL NICOLAUS & CO
|
TIM METCALF
|
CORPORATION
|
SECURITIES BROKERS & DEALERS
|
501 N. BROADWAY AVE
|
ST. LOUIS
|
MO
|
63102
|
949-252-1324
|
4/19/2019
|
4/30/2025
|
ACTIVE
|
50
|
BT30083615
|
FORWARD
|
RICHARD LANMAN
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
660 4TH ST. #202
|
SAN FRANCISCO
|
CA
|
94107
|
4153490850
|
1/1/2024
|
1/31/2025
|
ACTIVE
|
0
|
BT30084781
|
ITINERANT GPS US LLC
|
ITINERANT-GPS, LLC
|
LIMITED LIABILITY COMPANY
|
SECURITIES BROKERS & DEALERS
|
201 SHIPYARD WAY #F
|
NEWPORT BEACH
|
CA
|
92663
|
949-422-7528
|
7/5/2024
|
7/31/2025
|
ACTIVE
|
2
|