|
Lic. #
|
Company
|
Owner
|
Ownership Type
|
Business Category
|
Address
|
City
|
State
|
Zip
|
Phone
|
Start Date
|
Expiration Date
|
Status
|
# of Emps
|
|
BT30047247
|
LAI CAPITAL
|
LAI, EUGENE
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4695 MACARTHUR CT #1100
|
NEWPORT BEACH
|
CA
|
92660
|
9493878781
|
4/24/2014
|
4/30/2018
|
ACTIVE
|
0
|
|
BT30066838
|
AMP CAPITAL INVESTORS US
|
JOSEPH SOMMER
|
CORPORATION
|
INVESTMENT ADVISORS
|
610 NEWPORT CENTER DR. #400
|
NEWPORT BEACH
|
CA
|
92660
|
949-706-0300
|
2/4/2019
|
2/28/2023
|
ACTIVE
|
2
|
|
BT00020943
|
THE CONCORD GROUP
|
GOLLIS, RICHARD
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
369 SAN MIGUEL DR #265
|
NEWPORT BEACH
|
CA
|
92660
|
949-717-6450
|
1/1/1995
|
1/31/2025
|
ACTIVE
|
18
|
|
BT99100131
|
HAGER PACIFIC PROPERTIES
|
NEAL, ROBERT
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4100 NEWPORT PLACE DR #700
|
NEWPORT BEACH
|
CA
|
92660
|
(949)253-7920
|
4/1/1999
|
3/31/2023
|
ACTIVE
|
5
|
|
BT30004282
|
STOCKSPLUS SUB FUND B LLC
|
STOCKSPLUS MANAGEMENT INC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
650 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 219-2274
|
1/1/2004
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30009779
|
THE M KNOTT ENTERPRISES
|
KNOTT, MARION
|
CORPORATION
|
INVESTMENT ADVISORS
|
1 RUE ST CLOUD
|
NEWPORT BEACH
|
CA
|
92660
|
949-644-7036
|
1/1/2003
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30009868
|
STOCKSPLUS MANAGEMENT INC
|
PACIFIC INVESTMENT MANAGEMENT
|
CORPORATION
|
INVESTMENT ADVISORS
|
650 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 219-2274
|
5/1/2005
|
5/31/2024
|
ACTIVE
|
0
|
|
BT30021077
|
JUPITER INVESTORS LLC
|
ST GEME, EDMOND F
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1101 EBBTIDE RD
|
CORONA DEL MAR
|
CA
|
92625
|
(949) 706-8050
|
9/1/2007
|
9/30/2024
|
ACTIVE
|
0
|
|
BT30021466
|
BFSG LLC
|
CAMPBELL, JOHN C
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
2040 MAIN ST #720
|
IRVINE
|
CA
|
92614
|
949-955-2552
|
12/1/2007
|
12/31/2024
|
ACTIVE
|
0
|
|
BT30054824
|
LUCIA CAPITAL GROUP LLC
|
RAYMOND LUCIA
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4685 MACARTHUR CT STE 150
|
NEWPORT BEACH
|
CA
|
92660
|
949-752-7182
|
1/1/2016
|
1/31/2025
|
ACTIVE
|
2
|
|
BT30056936
|
CORIENT CAPITAL PARTNERS LLC
|
JON TENNEY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
500 NEWPORT CENTER DRIVE #700
|
NEWPORT BEACH
|
CA
|
92660
|
9499452750
|
9/25/2015
|
9/30/2024
|
ACTIVE
|
35
|
|
BT30071699
|
PACIFIC ASSET MANAGEMENT LLC
|
PACIFIC ASSET MANAGEMENT LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
700 NEWPORT CENTER DRIVE
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 219-3011
|
6/18/2018
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30077598
|
PAVION BLUE CAPITAL LLC
|
E WONG
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
23 CORPORATE PLAZA DR #150
|
NEWPORT BEACH
|
CA
|
92660
|
2138056698
|
1/3/2022
|
1/31/2025
|
ACTIVE
|
1
|
|
BT30079629
|
LIFETIME PLANNING & MARKETING
|
DAVID HOLLANDER
|
CORPORATION
|
INVESTMENT ADVISORS
|
4675 MACARTHUR CT #STE. 590
|
NEWPORT BEACH
|
CA
|
92660
|
949-504-8673
|
1/10/2022
|
1/31/2025
|
ACTIVE
|
7
|
|
BT02062534
|
TRYTON INVESTMENTS LLC
|
PENNINGTON, DANIEL C
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
28 LANDPORT
|
NEWPORT BEACH
|
CA
|
92660
|
949-673-3322
|
6/1/2002
|
4/30/2024
|
ACTIVE
|
0
|
|
BT30003121
|
R W BROWN CO INC
|
BROWN, RICHARD
|
CORPORATION
|
INVESTMENT ADVISORS
|
441 VIA LIDO NORD
|
NEWPORT BEACH
|
CA
|
92663
|
(949)675-5476
|
3/1/2004
|
3/31/2020
|
ACTIVE
|
0
|
|
BT30059371
|
AFFINITY INVESTMENT ADVISORS
|
GREGORY LAI
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
5140 BIRCH STREET #SUITE 300
|
NEWPORT BEACH
|
CA
|
92660
|
9496606373
|
4/2/2017
|
4/30/2024
|
ACTIVE
|
7
|
|
BT30067889
|
MIRACLE MILE ADVISORS LLC
|
BROCK MOSELEY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
11300 W OLYMPIC BLVD. #800
|
LOS ANGELES
|
CA
|
90064
|
9497152126
|
6/25/2019
|
6/30/2021
|
ACTIVE
|
4
|
|
BT30069132
|
SEEMAN HOLTZ COMPREHENSIVE ADVISORY
|
SEEMAN HOLTZ
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
301 YAMATO ROAD #SUITE 2250
|
BOCA RATON
|
FL
|
33431
|
8003258907
|
10/1/2012
|
10/31/2021
|
ACTIVE
|
6
|
|
BT30070483
|
ADVICE PERIOD
|
STEVEN D LOCKSHIN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
16030 VENTURA BLVD #STE 240
|
ENCINO
|
CA
|
91436
|
8185014421
|
12/31/2019
|
12/31/2022
|
ACTIVE
|
1
|
|
BT30070688
|
PLUS EV CAPITAL LLC
|
ROHIT CHOPRA
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
5000 BIRCH ST #3000
|
NEWPORT BEACH
|
CA
|
92660
|
9493718890
|
7/25/2019
|
7/31/2020
|
ACTIVE
|
0
|
|
BT00009183
|
FIDUCIARY SERVICES LIMITED
|
CUMMINS KENNETH
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
5120 CAMPUS DRIVE
|
NEWPORT BEACH
|
CA
|
92660
|
949-833-8565
|
7/1/1992
|
6/30/2024
|
ACTIVE
|
3
|
|
BT02090554
|
C ROSE MILES
|
MILES, C ROSE
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
5000 BIRCH ST #3000
|
NEWPORT BEACH
|
CA
|
92660
|
949-476-3710
|
3/1/2002
|
2/28/2025
|
ACTIVE
|
0
|
|
BT20111754
|
ENTREPRENEURIAL FOOD GROUP LLC
|
SHIPPEE, RICHARD D
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4100 NEWPORT PLACE DR #400
|
NEWPORT BEACH
|
CA
|
92660
|
949-809-3900
|
9/1/2000
|
8/31/2024
|
ACTIVE
|
0
|
|
BT98029236
|
SAGEPOINT FINANCIAL
|
ELEMENDORF, RAYNA
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
3723 BIRCH ST #9
|
NEWPORT BEACH
|
CA
|
92660
|
949-756-1462
|
1/1/1998
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30009217
|
DOUBLE EAGLE PARTNERS LLC
|
CHARLTON, NITA L
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
100 BAYVIEW CIR #500
|
NEWPORT BEACH
|
CA
|
92660
|
949-823-7740
|
1/1/2003
|
1/31/2020
|
ACTIVE
|
0
|
|
BT30009230
|
RW PARTNERS LLC
|
WYLE, DAVID
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
450 NEWPORT CENTER DR #580
|
NEWPORT BEACH
|
CA
|
92660
|
949-715-1591
|
1/1/2003
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30010524
|
MCFARLANE PROPERTIES LLC
|
BUCKINGHAM, JAMES O
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1151 DOVE ST #S-120
|
NEWPORT BEACH
|
CA
|
92660
|
949-852-8630
|
6/1/2005
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30025243
|
STRATEGIC GLOBAL ADVISORS LLC
|
TUSAN, CYNTHIA
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
100 BAYVIEW CIR #650
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 706-2640
|
12/23/2005
|
12/31/2024
|
ACTIVE
|
19
|
|
BT30027430
|
RESEARCH AFFILIATES LLC
|
DANIEL M. HARKINS
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
620 NEWPORT CENTER DR #900
|
NEWPORT BEACH
|
CA
|
92660
|
949-325-8700
|
6/9/2008
|
6/30/2024
|
ACTIVE
|
50
|
|
BT30032248
|
ANFIELD GROUP LLC
|
YOUNG, DAVID
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4041 MACARTHUR BLVD #155
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 891-0600
|
6/10/2010
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30032828
|
ALPHAPOINT INC
|
GUY MURANAKA
|
CORPORATION
|
INVESTMENT ADVISORS
|
2101 COAST HWY E #270
|
CORONA DEL MAR
|
CA
|
92625
|
949.718.4575
|
5/1/2008
|
5/31/2024
|
ACTIVE
|
0
|
|
BT30049689
|
GREEN STREET ADVISORS LLC
|
JEFF STUEK
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
100 BAYVIEW CIR #400
|
NEWPORT BEACH
|
CA
|
92660
|
9496408780
|
12/15/2014
|
12/31/2024
|
ACTIVE
|
278
|
|
BT30061331
|
RBA WEALTH MANAGEMENT LLC
|
MATTHEW BRADLEY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
520 NEWPORT CENTER DRIVE #740
|
NEWPORT BEACH
|
CA
|
92660
|
9499452104
|
11/3/2017
|
11/30/2024
|
ACTIVE
|
5
|
|
BT30069341
|
DEWANE INVESTMENT STRATEGIES
|
SHAWN DEWANE
|
CORPORATION
|
INVESTMENT ADVISORS
|
2429 COAST HWY W #207
|
NEWPORT BEACH
|
CA
|
92663
|
949-631-7200
|
9/4/2019
|
9/30/2024
|
ACTIVE
|
0
|
|
BT30071697
|
PACIFIC GLOBAL ASSET MANAGEMENT LLC
|
PACIFIC GLOBAL ASSET MANAGEMEN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
700 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
9492193704
|
7/16/2013
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30075480
|
ZUBLIN ADVISORS
|
CASPER ZUBLIN
|
CORPORATION
|
INVESTMENT ADVISORS
|
1981 PORT DUNLEIGH CIRCLE
|
NEWPORT BEACH
|
CA
|
92660
|
9499337521
|
6/1/2021
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30076851
|
YOSEMITE CAPITAL MANAGEMENT
|
PAUL HECKLER
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
5120 BIRCH STREET #SUITE 100
|
NEWPORT BEACH
|
CA
|
92660
|
9494299696
|
10/1/2021
|
10/31/2024
|
ACTIVE
|
7
|
|
BT30077357
|
DEKOVNER FIDUCIARY SERVICES
|
BETTY DEKOVNER
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
17702 MITCHELL N
|
IRVINE
|
CA
|
92614
|
(949) 756-9050
|
9/1/2015
|
9/30/2018
|
ACTIVE
|
0
|
|
BT30081730
|
WEDBUSH SECURITIES INC
|
WEDBUSH SECURITIES INC
|
CORPORATION
|
INVESTMENT ADVISORS
|
500 NEWPORT CENTER DRIVE #850 #850
|
NEWPORT BEACH
|
CA
|
92660
|
213-688-8000
|
5/31/2023
|
5/31/2024
|
ACTIVE
|
10
|
|
BT30082469
|
IRL FINANCIAL LLC
|
DARREN YOUNGMAN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
220 NEWPORT CENTER DRIVE #11-331 #11-331 #11-331
|
NEWPORT BEACH
|
CA
|
92660
|
9493505357
|
8/1/2023
|
8/31/2024
|
ACTIVE
|
0
|
|
BT30007994
|
MICHA INVESTMENT CORP
|
MICHA, MD JOHN P
|
CORPORATION
|
INVESTMENT ADVISORS
|
361 HOSPITAL RD #422
|
NEWPORT BEACH
|
CA
|
92663
|
(800) 416-0888
|
2/22/2005
|
2/28/2022
|
ACTIVE
|
1
|
|
BT30008704
|
BELLAMARRI INVESTMENTS INC
|
BELL, BOB
|
CORPORATION
|
INVESTMENT ADVISORS
|
431 FULLERTON AVE
|
NEWPORT BEACH
|
CA
|
92663
|
(949)650-7686
|
1/1/2005
|
1/31/2020
|
ACTIVE
|
0
|
|
BT30034812
|
MONT PELERIN CAPITAL LLC
|
MONT PELERIN CAPITAL, LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
101 ACADEMY #100
|
IRVINE
|
CA
|
92617
|
9497066707
|
1/1/2008
|
1/31/2015
|
ACTIVE
|
3
|
|
BT30046340
|
WIMBLEDON CAPITAL ADVISORS LLC
|
AMIR SAFA
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
23 CORPORATE PLAZA DR #150
|
NEWPORT BEACH
|
CA
|
92660
|
9495454703
|
2/18/2014
|
2/28/2021
|
ACTIVE
|
0
|
|
BT30048070
|
NAT DICARLO
|
NAT DICARLO
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4695 MACARTHUR CT #1100
|
NEWPORT BEACH
|
CA
|
92660
|
949-236-7020
|
4/24/2014
|
4/30/2017
|
ACTIVE
|
0
|
|
BT30067371
|
DAVID LAMIE CFP LPL FINANCIAL
|
DAVID LAMIE,CFP
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
620 NEWPORT CENTER DR #1100
|
NEWPORT BEACH
|
CA
|
92660
|
770-330-8749
|
4/19/2019
|
4/30/2022
|
ACTIVE
|
0
|
|
BT30068878
|
LAGUNA WEALTH ADVISORS LLC
|
JOHN LABRIOLA
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
5000 BIRCH ST #SUITE 3000
|
NEWPORT BEACH
|
CA
|
92660
|
9495430640
|
7/25/2019
|
7/31/2021
|
ACTIVE
|
0
|
|
BT30080772
|
IEQ CAPITAL LLC
|
IEQ CAPITAL, LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
888 SAN CLEMENTE DR #STE 150
|
NEWPORT BEACH
|
CA
|
92660
|
(530) 905-1366
|
2/21/2023
|
2/29/2024
|
ACTIVE
|
0
|
|
BT30005347
|
BAYCREST DEVELOPMENT COMPANY
|
OGDEN, JR BRENT
|
CORPORATION
|
INVESTMENT ADVISORS
|
567 SAN NICOLAS DR #130
|
NEWPORT BEACH
|
CA
|
92660
|
(949)955-0066
|
5/1/2004
|
5/31/2024
|
ACTIVE
|
1
|
|
BT30005414
|
PENCO INVESTMENTS LLC
|
PENNINGTON, DAN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1954 PORT EDWARD PL
|
NEWPORT BEACH
|
CA
|
92660
|
(949)673-3322
|
7/1/2004
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30008297
|
TSUNAMI INVESTMENT COMPANY
|
VOSE, COLBY
|
CORPORATION
|
INVESTMENT ADVISORS
|
2700 NEWPORT BLVD #188
|
NEWPORT BEACH
|
CA
|
92663
|
949-673-3333
|
3/8/2005
|
3/31/2023
|
ACTIVE
|
0
|
|
BT30009709
|
G HERBERT INC
|
HERBERT, GAVIN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
2301 SAN JOAQUIN HILLS RD
|
CORONA DEL MAR
|
CA
|
92625
|
714-246-4555
|
1/1/2003
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30026942
|
SIDOXIA CAPITAL MANAGEMENT LLC
|
SLOME, WADE W
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
2901 COAST HWY W #200
|
NEWPORT BEACH
|
CA
|
92663
|
949-258-4322
|
12/1/2008
|
12/31/2024
|
ACTIVE
|
1
|
|
BT30038806
|
COMPAK ASSET MGMT
|
MOEEZ ANSARI
|
CORPORATION
|
INVESTMENT ADVISORS
|
1801 DOVE ST
|
NEWPORT BEACH
|
CA
|
92660
|
949-679-2500
|
3/8/2012
|
3/31/2025
|
ACTIVE
|
17
|
|
BT30040677
|
ENGAGED CAPITAL HOLDINGS LLC
|
WELLING, GLENN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
610 NEWPORT CENTER DR #250
|
NEWPORT BEACH
|
CA
|
92660
|
949-528-6860
|
9/7/2012
|
9/30/2024
|
ACTIVE
|
3
|
|
BT30057031
|
CHANDLER ASSET MANAGEMENT INC
|
KAY CHANDLER
|
CORPORATION
|
INVESTMENT ADVISORS
|
6225 LUSK BLVD
|
SAN DIEGO
|
CA
|
92121
|
8585463737
|
6/14/2016
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30058858
|
PACIFIC FINANCIAL GROUP INC
|
Y JILL DILDINE
|
CORPORATION
|
INVESTMENT ADVISORS
|
2077 COAST WHY W
|
NEWPORT BEACH
|
CA
|
92663
|
425-451-7722
|
7/1/2016
|
7/31/2017
|
ACTIVE
|
7
|
|
BT30068258
|
EMERALD WEALTH MANAGEMENT INC
|
LYNNE CONNOLLY
|
CORPORATION
|
INVESTMENT ADVISORS
|
5000 BIRCH STREET, SUITE 3000 #STE 3000
|
NEWPORT BEACH
|
CA
|
92660
|
(800) 228-6647
|
7/18/2019
|
7/31/2024
|
ACTIVE
|
1
|
|
BT30068693
|
RED ROCK CAPITAL
|
THOMAS ROLLINGER
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
5000 BIRCH ST #3000
|
NEWPORT BEACH
|
CA
|
92660
|
9496489506
|
7/25/2019
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30073569
|
GSI CAPITAL ADVISORS LLC
|
TAZZARA LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
23 CORPORATE PLZ #150
|
NEWPORT BEACH
|
CA
|
92660
|
7143947866
|
10/1/2020
|
10/31/2024
|
ACTIVE
|
1
|
|
BT30077634
|
BOYER FINANCIAL SERVICES
|
MARK BOYER
|
CORPORATION
|
INVESTMENT ADVISORS
|
4063 BIRCH ST #200
|
NEWPORT BEACH,
|
CA
|
92660
|
9493364990
|
1/3/2022
|
1/31/2025
|
ACTIVE
|
3
|
|
BT30081544
|
KINGSBRIDGE WEALTH MANAGEMENT
|
KINGSBRIDGE WEALTH MANAGEMENT
|
CORPORATION
|
INVESTMENT ADVISORS
|
120 NEWPORT CENTER DR.
|
NEWPORT BEACH
|
CA
|
92660
|
7029475160
|
5/12/2023
|
5/31/2024
|
ACTIVE
|
0
|
|
BT30081994
|
EURO PACIFIC CAPITAL
|
PHIL MICHALS
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
40 WALL STREET #48TH FLOOR
|
NEW YORK CITY
|
CA
|
92660
|
800-727-7922
|
7/31/2019
|
7/31/2023
|
ACTIVE
|
4
|
|
BT02091907
|
PENCE WEALTH MANAGEMENT
|
MARSHALL-PENCE, LAILA
|
CORPORATION
|
INVESTMENT ADVISORS
|
5000 BIRCH ST #8000
|
NEWPORT BEACH
|
CA
|
92660
|
949-660-8777
|
4/1/2002
|
3/31/2024
|
ACTIVE
|
29
|
|
BT30004296
|
COMMUNITY HOUSING DEVELOPMENT
|
SWIMMER, JULES
|
CORPORATION
|
INVESTMENT ADVISORS
|
369 SAN MIGUEL DR #135
|
NEWPORT BEACH
|
CA
|
92660
|
949-554-5511
|
7/1/2004
|
7/31/2015
|
ACTIVE
|
0
|
|
BT30007826
|
DOVER CAPITAL MANAGEMENT III
|
MERAGE, RICHARD
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
660 NEWPORT CENTER DR #1300
|
NEWPORT BEACH
|
CA
|
92660
|
949-474--5800
|
2/16/2005
|
2/28/2024
|
ACTIVE
|
0
|
|
BT30034810
|
MAP ALTERNATIVE ASSET MGMT
|
MOUNTS, KIMBERLY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
620 NEWPORT CENTER DR #1100
|
NEWPORT BEACH
|
CA
|
92660
|
9492870125
|
2/5/2011
|
2/28/2014
|
ACTIVE
|
5
|
|
BT30047338
|
MAERISLAND CAPITAL LLC
|
BEDER, MARK
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
2600 MICHELSON DR STE 1700
|
IRVINE
|
CA
|
92612
|
949-269-1206
|
1/1/2012
|
1/31/2015
|
ACTIVE
|
0
|
|
BT30068497
|
IRVINE COMPANY
|
PACIFIC LIFE INSURANCE COMPANY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
700 NEWPORT CENTER DRIVE
|
NEWPORT BEACH
|
CA
|
92660
|
9492193669
|
5/2/2019
|
5/31/2020
|
ACTIVE
|
0
|
|
BT30077168
|
BLUE OCEAN ASSET MANAGEMENT
|
EDUARDO HERNANDEZ
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
14252 CULVER DRIVE #SUITE A 274
|
IRVINE
|
CA
|
92604
|
9492745531
|
11/5/2021
|
11/30/2022
|
ACTIVE
|
0
|
|
BT00008969
|
J DEREK LEWIS & ASSOCIATES I
|
LEWIS, J DEREK
|
CORPORATION
|
INVESTMENT ADVISORS
|
1001 DOVE ST #155
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 752-9096
|
11/29/1984
|
10/31/2024
|
ACTIVE
|
2
|
|
BT30003491
|
GENESEE MUTUAL INV
|
NEFF, PAUL
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
14 CORPORATE PLZ
|
NEWPORT BEACH
|
CA
|
92660
|
(949)759-3456
|
1/1/2004
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30005199
|
ENTREPRENEURIAL PROPERTIES COR
|
ROBERTS, DUANE R
|
CORPORATION
|
INVESTMENT ADVISORS
|
4100 NEWPORT PLACE DR #400
|
NEWPORT BEACH
|
CA
|
92660
|
(949)809-3900
|
6/1/2004
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30007825
|
MIG CAPITAL LLC
|
MERAGE, RICHARD
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
660 NEWPORT CENTER DR suite 1300
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 474-5828
|
1/1/2005
|
1/31/2025
|
ACTIVE
|
1
|
|
BT30032550
|
ANFIELD CAPITAL MANAGEMENT LLC
|
YOUNG, DAVID
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4041 MACARTHUR BLVD #155
|
NEWPORT BEACH
|
CA
|
92660
|
949-891-0600
|
8/14/2009
|
8/31/2024
|
ACTIVE
|
4
|
|
BT30036822
|
TRIAD INVESTMENT MANAGEMENT LLC
|
HELDMAN, JOHN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1301 DOVE ST #1080
|
NEWPORT BEACH
|
CA
|
92660
|
949 851 7902
|
2/25/2008
|
2/28/2025
|
ACTIVE
|
1
|
|
BT30052999
|
CROSSHARBOR CAPITAL PARTNERS L
|
OSULLIVAN, PATRICK
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
520 NEWPORT CENTER DRIVE #400
|
NEWPORT BEACH
|
CA
|
92660
|
6176428355
|
10/2/2014
|
10/31/2024
|
ACTIVE
|
7
|
|
BT30055538
|
WESTSHORE WEALTH
|
RYAN BRIZENDINE
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4041 MACARTHUR BLVD #160
|
NEWPORT BEACH
|
CA
|
92660
|
9492926628
|
6/20/2016
|
6/30/2024
|
ACTIVE
|
4
|
|
BT30065188
|
ZELKO WEALTH MANAGEMENT
|
GERALD ZELKO
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
140 NEWPORT CTR DR #200
|
NEWPORT BEACH
|
CA
|
92660
|
9494451447
|
11/26/2018
|
11/30/2024
|
ACTIVE
|
0
|
|
BT30065240
|
QUINTESSENTIAL FINANCIAL CORP
|
SCOT ALAN SHIER
|
CORPORATION
|
INVESTMENT ADVISORS
|
2372 SE BRISTOL ST #C
|
NEWPORT BEACH
|
CA
|
92660
|
9497707555
|
11/1/2018
|
11/30/2024
|
ACTIVE
|
0
|
|
BT30068535
|
ROYAL ALLIANCE
|
SHERYL D. RADOS
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
2901 WEST COAST HWY #252
|
NEWPORT BEACH
|
CA
|
92663
|
949-270-2922
|
7/31/2019
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30070689
|
RODRIQUEZ WEALTH MANAGEMENT
|
JESSE RODRIQUEZ
|
CORPORATION
|
INVESTMENT ADVISORS
|
4340 VON KARMAN AVE #101
|
NEWPORT BEACH
|
CA
|
92660
|
9496881571
|
1/1/2020
|
1/31/2025
|
ACTIVE
|
5
|
|
BT30072634
|
HOUT FINANCIAL SERVICES INC
|
ADAM S HOUT
|
CORPORATION
|
INVESTMENT ADVISORS
|
20250 SW ACACIA STREET #150
|
NEWPORT BEACH
|
CA
|
92660
|
949-274-4501
|
11/4/2019
|
11/30/2024
|
ACTIVE
|
0
|
|
BT30074849
|
LUKE YENGO
|
SAMUEL YENGO
|
CORPORATION
|
INVESTMENT ADVISORS
|
236 CATALINA DR
|
NEWPORT BEACH
|
CA
|
92663
|
9494746851
|
4/1/2021
|
4/30/2025
|
ACTIVE
|
0
|
|
BT03041734
|
CAPITAL RESERVE ADVISORS INC
|
PANETTI, RAMON S
|
CORPORATION
|
INVESTMENT ADVISORS
|
5015 BIRCH ST #101
|
NEWPORT BEACH
|
CA
|
92660
|
949-759-1559
|
7/1/2000
|
6/30/2019
|
ACTIVE
|
0
|
|
BT30003365
|
LYON WATERFRONT LLC
|
WILLIAM LYON HOMES, INC.
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4695 MACARTHUR COURT #8TH FLOOR
|
NEWPORT BEACH
|
CA
|
92660
|
949-833-3600
|
1/1/2004
|
1/31/2021
|
ACTIVE
|
0
|
|
BT30039231
|
LIDO ISLE ADVISORS LLC
|
ANTHONY LAZZARA
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
369 SAN MIGUEL DR #300
|
NEWPORT BEACH
|
CA
|
92660
|
949-461-1133
|
1/10/2010
|
1/31/2020
|
ACTIVE
|
4
|
|
BT30068313
|
FOURTH POINT WEALTH
|
CHRISTOPHER JANEWAY
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
4590 MACARTHUR BLVD. SUITE 500 #SUITE 500
|
NEWPORT BEACH
|
CA
|
92660
|
9496628090
|
1/1/2019
|
1/31/2024
|
ACTIVE
|
0
|
|
BT30069928
|
CENTRICITY FINANCIAL LLC
|
CENTRICITY FINANCIAL LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
5000 BIRCH ST #SUITE 3000
|
NEWPORT BEACH
|
CA
|
92660
|
(949)444-2295
|
7/1/2019
|
7/31/2023
|
ACTIVE
|
0
|
|
BT30071266
|
HENGTONG CABLE TECHNOLOGY INC
|
WEIZHONG FENG
|
CORPORATION
|
INVESTMENT ADVISORS
|
4350 VON KARMAN AVE #C28
|
NEWPORT BEACH
|
CA
|
92660
|
3239088554
|
1/1/2020
|
1/31/2022
|
ACTIVE
|
0
|
|
BT02022705
|
BEACON POINTE ADVISORS LLC
|
EUSEY, SHANNON
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
24 CORPORATE PLAZA DR #150
|
NEWPORT BEACH
|
CA
|
92660
|
949-718-1600
|
2/4/2002
|
1/31/2025
|
ACTIVE
|
66
|
|
BT03042956
|
230 NEWPORT CENTER DRIVE LLC
|
BURNHAM, SCOTT T
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1100 NEWPORT CENTER DR #200
|
NEWPORT BEACH
|
CA
|
92660
|
949-760-9150
|
10/1/2002
|
9/30/2024
|
ACTIVE
|
0
|
|
BT98041508
|
HOLLENCREST CAPITAL MANAGEMENT LLC
|
PELLIZZON, GREGORY P.
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
100 BAYVIEW CIR #500
|
NEWPORT BEACH
|
CA
|
92660
|
949-737-7700
|
4/1/1999
|
3/31/2025
|
ACTIVE
|
16
|
|
BT30002130
|
KRUCO LLC
|
KRUEGER, JAMES
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
190 NEWPORT CENTER DR #100
|
NEWPORT BEACH
|
CA
|
92660
|
(949)644-1860
|
1/1/2001
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30003522
|
PAL INVESTMENTS
|
NEFF, PAUL A
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
14 CORPORATE PLZ
|
NEWPORT BEACH
|
CA
|
92660
|
(949)759-3456
|
1/1/2003
|
1/31/2025
|
ACTIVE
|
3
|
|
BT30005282
|
CHT INVESTMENT LLC
|
CHUNG, CHRISTINE
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1000 DOVE ST #300
|
NEWPORT BEACH
|
CA
|
92660
|
(949)660-8988
|
7/1/2004
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30009755
|
AYD MANAGEMENT LP
|
CHUNG, HYUNSKU
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
18 POINT LOMA DR
|
CORONA DEL MAR
|
CA
|
92625
|
(949) 759-6621
|
1/1/2003
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30015579
|
HUTCHISON ROAD PARTNERS LLC
|
SILVERNAIL, ROBERT
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
10 HERTFORD ST
|
NEWPORT COAST
|
CA
|
92657
|
949-293-1716
|
1/1/2004
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30026234
|
HOTCHKIS & WILEY CAP MGMT LLC
|
HWCAP HOLDINGS
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1111 BAYSIDE #280
|
CORONA DEL MAR
|
CA
|
92625
|
213-430-1000
|
11/30/2008
|
11/30/2024
|
ACTIVE
|
4
|
|
BT30048478
|
ARISTOTLE CAPITAL MANAGEMENT
|
HOWARD GLEICHER
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
840 NEWPORT CENTER DR #600
|
NEWPORT BEACH
|
CA
|
92660
|
949-681-2100
|
9/11/2014
|
9/30/2024
|
ACTIVE
|
33
|
|
BT30063005
|
ALTERI FINANCIAL MANAGEMENT
|
WINSTON SHEPPARD
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
23 CORPORATE PLAZA DR #150
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 798-3832
|
5/1/2017
|
5/31/2024
|
ACTIVE
|
0
|
|
BT30068491
|
CESTRIAN CAPITAL RESEARCH INC
|
ALEX KING
|
CORPORATION
|
INVESTMENT ADVISORS
|
5000 BIRCH ST, WEST TOWER #3000
|
NEWPORT BEACH
|
CA
|
92660
|
9494763700
|
11/15/2017
|
11/30/2024
|
ACTIVE
|
0
|
|
BT30073565
|
SAGEVIEW ADVISORY GROUP LLC
|
RANDALL LONG
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4000 MACARTHUR BLVD #1050
|
NEWPORT BEACH
|
CA
|
92660
|
949-955-1395
|
11/18/2020
|
11/30/2024
|
ACTIVE
|
39
|
|
BT30074360
|
BRIGHTON JONES LLC
|
JON JONES
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
5000 BIRCH ST WEST TWR #3000
|
NEWPORT BEACH
|
CA
|
92660
|
9496296399
|
1/1/2021
|
1/31/2025
|
ACTIVE
|
3
|
|
BT30080894
|
RONDURE GLOBAL ADVISORS LLC
|
JENNIFER DUNNE, CEO
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
110 NEWPORT BEACH DRIVE #242/243
|
NEWPORT BEACH
|
CA
|
92660
|
801-736-8550
|
2/13/2023
|
2/28/2025
|
ACTIVE
|
0
|
|
BT30083857
|
MARINER LLC
|
MARINER WEALTH ADVISORS, LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
5000 BIRCH STREET, WEST TOWER #367
|
NEWPORT BEACH
|
CA
|
92660
|
857-347-5898
|
3/1/2024
|
3/31/2025
|
ACTIVE
|
3
|
|
BT30027026
|
INDEX FUNDS INC
|
HEBNER, MARK
|
CORPORATION
|
INVESTMENT ADVISORS
|
419 VISTA FLORA
|
NEWPORT BEACH
|
CA
|
92660
|
949-502-0050
|
1/1/2006
|
1/31/2015
|
ACTIVE
|
0
|
|
BT30040533
|
ENGAGED CAPITAL LLC
|
WELLING, GLENN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
610 NEWPORT CENTER DR #250
|
NEWPORT BEACH
|
CA
|
92660
|
626-202-7278
|
8/24/2012
|
8/31/2022
|
ACTIVE
|
3
|
|
BT30078205
|
NEWPORT WEALTH MANAGEMENT GRP
|
TO & SCOTT LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
23 CORPORATE PLAZA #150
|
NEWPORT BEACH
|
CA
|
92660
|
9499039931
|
3/1/2022
|
3/31/2023
|
ACTIVE
|
0
|
|
BT30002746
|
BITONA CORP
|
CORKETT, WILLIAM J
|
CORPORATION
|
INVESTMENT ADVISORS
|
304 BUENA VIS
|
NEWPORT BEACH
|
CA
|
92661
|
(949)640-5766
|
1/1/2001
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30007505
|
FERRARO COMPANY
|
FERRARO, JOHN
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
1052 PESCADOR DR
|
NEWPORT BEACH
|
CA
|
92660
|
(949)642-4701
|
2/1/2003
|
2/28/2025
|
ACTIVE
|
0
|
|
BT30007827
|
DOVER CAPITAL MANAGEMENT I LLC
|
MERAGE, RICHARD
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4350 VON KARMAN AVE #400
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 474-5827
|
2/16/2005
|
2/28/2025
|
ACTIVE
|
0
|
|
BT30039633
|
EVERETT HARRIS & CO
|
CHAIRMAN, OLIVER CRARY
|
CORPORATION
|
INVESTMENT ADVISORS
|
510 31ST ST #C
|
NEWPORT BEACH
|
CA
|
92663
|
949-752-6922
|
6/1/2000
|
6/30/2024
|
ACTIVE
|
2
|
|
BT30063083
|
MCCARTHY WEALTH MANAGEMENT
|
JUNETTE MCCARTHY
|
CORPORATION
|
INVESTMENT ADVISORS
|
3300 IRVINE AVE #310
|
NEWPORT BEACH
|
CA
|
92660
|
714-245-1381
|
3/8/2018
|
3/31/2025
|
ACTIVE
|
5
|
|
BT30064967
|
RAMPART ASSET MANAGEMENT LLC
|
DEAN CHAMBERLAIN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1111 BAYSIDE DRIVE #100
|
CORONA DEL MAR
|
CA
|
92625
|
8008200640
|
10/1/2018
|
10/31/2024
|
ACTIVE
|
0
|
|
BT30067780
|
STARKEY CORP
|
DAVID STARKEY
|
CORPORATION
|
INVESTMENT ADVISORS
|
4 UPPER NEWPORT PLAZA #SUITE 103
|
NEWPORT BEACH
|
CA
|
92660
|
9494323840
|
6/18/2019
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30068621
|
KRIS DE LA PENA FINANCIAL ADVISOR
|
KRIS DE LA PENA
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
4695 MACARTHUR CT #1100
|
NEWPORT BEACH
|
CA
|
92660
|
9497986222
|
8/14/2019
|
8/31/2024
|
ACTIVE
|
0
|
|
BT30069435
|
PACIFIC CAPITAL
|
CHAD WILLARDSON
|
CORPORATION
|
INVESTMENT ADVISORS
|
1881 CALIFORNIA AVE #101
|
CORONA
|
CA
|
92881
|
844-777-8777
|
9/26/2018
|
9/30/2024
|
ACTIVE
|
0
|
|
BT30077382
|
NEW WAVE ADVISORY
|
JACK FULTS
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
115 29TH STREET UNIT B #UNIT B
|
NEWPORT BEACH
|
CA
|
92663
|
7144300834
|
8/27/2021
|
8/31/2024
|
ACTIVE
|
0
|
|
BT30078192
|
PFM ASSET MANAGEMENT LLC
|
US BANCORP ASSET MANAGEMENT IN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
800 NICOLLET MALL #4TH FL
|
MINNEAPOLIS
|
MN
|
55402
|
651-269-1082
|
12/7/2021
|
12/31/2024
|
ACTIVE
|
0
|
|
BT30081621
|
TRIGUARD MANAGEMENT LLC
|
SAMUEL TANG
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1400 NEWPORT CENTER DR #250
|
NEWPORT BEACH
|
CA
|
92660
|
949-398-0000
|
3/13/2023
|
3/31/2025
|
ACTIVE
|
10
|
|
BT30005813
|
FORTUNA ASSET MANAGEMENT LLC
|
BRENNER, KAREN BETH
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
2082 MICHELSON DRIVE #100
|
IRVINE
|
CA
|
92612
|
(949)476-2872
|
4/1/2004
|
4/30/2024
|
ACTIVE
|
1
|
|
BT30028560
|
UNITED CAPITAL FIN'L ADV LLC
|
UNITED CAPITAL FINANCIAL PARTNERS
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
620 NEWPORT CENTER DR STE 500
|
NEWPORT BEACH
|
CA
|
92660
|
949-999-8511
|
7/1/2009
|
7/31/2023
|
ACTIVE
|
35
|
|
BT30063901
|
MERCER ADVISORS INC
|
MERCER GLOBAL ADVISORS INC
|
CORPORATION
|
INVESTMENT ADVISORS
|
620 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
800-898-4642
|
4/2/2012
|
4/30/2024
|
ACTIVE
|
32
|
|
BT30067043
|
HOBERT WEALTH MANAGEMENT
|
PATRICK HOBERT
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
23 CORPORATE PLAZA DR. #150
|
NEWPORT BEACH
|
CA
|
92651
|
949-682-8164
|
4/18/2013
|
4/30/2024
|
ACTIVE
|
0
|
|
BT30068799
|
ELEVATION CAPITAL
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RAJENDER CHALIMEDA
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PARTNERSHIP
|
INVESTMENT ADVISORS
|
23 CORPORATE PLAZA DR #SUITE 150
|
NEWPORT BEACH
|
CA
|
92660
|
3108724970
|
10/1/2018
|
10/31/2021
|
ACTIVE
|
0
|
|
BT30075212
|
JASON FINANCIAL SERVICES
|
JASON TRIPPETT
|
SOLE PROPRIETORSHIP
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INVESTMENT ADVISORS
|
1300 BRISTOL ST N #214
|
NEWPORT BEACH
|
CA
|
92660
|
323-744-0931
|
8/20/2020
|
8/31/2021
|
ACTIVE
|
0
|
|
BT00013933
|
CANTERBURY CONSULTING INC
|
CANTERBURY CONSULTING INC
|
CORPORATION
|
INVESTMENT ADVISORS
|
610 NEWPORT CENTER DR #500
|
NEWPORT BEACH
|
CA
|
92660
|
949-721-9580
|
12/14/1988
|
11/30/2024
|
ACTIVE
|
59
|
|
BT03031261
|
FOUR JM LLC
|
MOODY, JOSEPH W
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1221 COAST HWY W #423
|
NEWPORT BEACH
|
CA
|
92663
|
949-515-4141
|
3/1/2003
|
12/31/2024
|
ACTIVE
|
0
|
|
BT30005493
|
PIERCE FAMILY LLC
|
PIERCE, JOHN D
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
29 BEACON BAY
|
NEWPORT BEACH
|
CA
|
92660
|
(949)263-5310
|
7/1/2004
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30005750
|
YCCS CORPORATION
|
CUANINGHAM, DAVID
|
CORPORATION
|
INVESTMENT ADVISORS
|
460 GAVIOTA
|
NEWPORT BEACH
|
CA
|
92660
|
(949)759-0161
|
8/19/2004
|
8/31/2024
|
ACTIVE
|
0
|
|
BT30035640
|
NEWPORT WEALTH ADVISORS INC
|
DEPAUL, L MICHAEL
|
CORPORATION
|
INVESTMENT ADVISORS
|
4695 MACARTHUR CT 11TH FL
|
NEWPORT BEACH
|
CA
|
92660
|
(877) 692-7227
|
5/18/2011
|
5/31/2024
|
ACTIVE
|
1
|
|
BT30036654
|
EIGHT BAY ADVISORS
|
EIGHTBAY REALTY ADVISOR
|
CORPORATION
|
INVESTMENT ADVISORS
|
11 SPANISH BAY DR
|
NEWPORT BEACH
|
CA
|
92660
|
949-607-8088
|
6/9/2011
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30045761
|
FIDUCIARY ADVISORS LLC
|
PATRICK, JASON COLIN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
895 DOVE ST #300
|
NEWPORT BEACH
|
CA
|
92660
|
949-851-6498
|
1/3/2014
|
1/31/2025
|
ACTIVE
|
4
|
|
BT30052385
|
JANUS HENDERSON INVESTORS
|
KARLENE LACY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
100 BAYVIEW CIRCLE #100
|
NEWPORT BEACH
|
CA
|
92660
|
(303) 336-7474
|
9/29/2014
|
9/30/2024
|
ACTIVE
|
5
|
|
BT30057779
|
POLE CAPITAL USA INC
|
POLE CAPITAL PTE LTD
|
CORPORATION
|
INVESTMENT ADVISORS
|
520 NEWPORT CENTER DR #670
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 206-6800
|
1/20/2017
|
1/31/2025
|
ACTIVE
|
3
|
|
BT30058869
|
PACIFIC FINANCIAL GROUP LLC
|
JEFFREY OLSEN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
2077 COAST HWY W
|
NEWPORT BEACH
|
CA
|
92663
|
714-427-5800
|
7/1/2016
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30066182
|
SCG INSURANCE SERVICES INC
|
ESTHER KWAN
|
CORPORATION
|
INVESTMENT ADVISORS
|
4340 VON KARMAN AVE #360
|
NEWPORT BEACH
|
CA
|
92660
|
7143681368
|
1/1/2019
|
1/31/2025
|
ACTIVE
|
2
|
|
BT30071806
|
ADVANCED PLANNING GROUP INC
|
RODERIC L SMITH
|
CORPORATION
|
INVESTMENT ADVISORS
|
4770 CAMPUS DR. #STE 210
|
NEWPORT BEACH
|
CA
|
92660
|
9495014600
|
11/21/2019
|
11/30/2024
|
ACTIVE
|
3
|
|
BT30082085
|
SULLIVAN WEALTH MANAGEMENT GROUP
|
SULLIVAN WEALTH MANAGEMENT GRP
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
895 DOVE STREET #STE. 300
|
NEWPORT BEACH
|
CA
|
92660
|
916-526-0740
|
2/27/2023
|
2/27/2025
|
ACTIVE
|
0
|
|
BT97019155
|
MARK IV CAPITAL INC
|
MARK IV CAPITAL INC
|
CORPORATION
|
INVESTMENT ADVISORS
|
4450 MACARTHUR BLVD 2ND FLOOR
|
NEWPORT BEACH
|
CA
|
92660
|
949-509-1444
|
4/1/1997
|
3/31/2024
|
ACTIVE
|
53
|
|
BT30003421
|
33 CREEK LLC
|
WINKLER, PAM
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
1420 BRISTOL ST N #100
|
NEWPORT BEACH
|
CA
|
92663
|
949-296-3560
|
1/1/2004
|
1/31/2024
|
ACTIVE
|
0
|
|
BT30030921
|
URBITRONIX LLC
|
0000000
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4343 VON KARMAN AVE #350
|
NEWPORT BEACH
|
CA
|
92660
|
949 640-3050
|
4/1/2008
|
4/30/2024
|
ACTIVE
|
0
|
|
BT30056668
|
UNITED CAPITAL FINL LIFE MGMT
|
UNITED CAPITAL FINL ADVISERS
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
120 NEWPORT CENTER DR #275
|
NEWPORT BEACH
|
CA
|
92660
|
949-386-2563
|
8/30/2016
|
8/31/2022
|
ACTIVE
|
1
|
|
BT30066691
|
ACTIVE WEIGHTING ADVISORS
|
ACTIVE WEIGHTING ADVISORS
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
260 NEWPORT CENTER DRIVE #SUITE 100
|
NEWPORT BEACH
|
CA
|
92660
|
9499993338
|
1/1/2019
|
1/31/2021
|
ACTIVE
|
0
|
|
BT30067133
|
BALBOA WEALTH PARTNERS
|
MILLER MILLER GERBER LLP
|
CORPORATION
|
INVESTMENT ADVISORS
|
140 NEWPORT CENTER DR #200
|
NEWPORT BEACH
|
CA
|
92660
|
9494451465
|
4/11/2019
|
4/30/2024
|
ACTIVE
|
2
|
|
BT30067406
|
MIRAMONTES CAPITAL
|
ISIDRO MIRAMONTES
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
4701 TELLER AVE
|
NEWPORT BEACH
|
CA
|
92660
|
949-404-2300
|
4/24/2019
|
4/30/2024
|
ACTIVE
|
11
|
|
BT30069039
|
REILLY FINANCIAL ADVISORS
|
FRANK REILLY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4675 MACARTHUR CT #545
|
NEWPORT BEACH
|
CA
|
92660
|
8006823237
|
3/1/2018
|
3/31/2023
|
ACTIVE
|
2
|
|
BT00007257
|
FELL CAPITAL MANAGEMENT
|
FELL CAPITAL MANAGEMENT
|
CORPORATION
|
INVESTMENT ADVISORS
|
1001 DOVE ST #230
|
NEWPORT BEACH
|
CA
|
92660
|
949-476-5056
|
7/1/1993
|
6/30/2024
|
ACTIVE
|
2
|
|
BT02072671
|
KOMAR INVESTMENTS LLC
|
SHIRVANIAN, KOSTI
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
23 CORPORATE PLZ #247
|
NEWPORT BEACH
|
CA
|
92660
|
949-718-4844
|
7/1/2002
|
5/31/2024
|
ACTIVE
|
7
|
|
BT20083145
|
PIVAN INVESTMENT ENGINEERING C
|
PIVAN, MARK LOREN
|
CORPORATION
|
INVESTMENT ADVISORS
|
209 NATA
|
NEWPORT BEACH
|
CA
|
92660
|
949-640-6275
|
8/1/2000
|
8/31/2024
|
ACTIVE
|
0
|
|
BT98040271
|
WESTERLY INVESTMENTS INC
|
WESTERLY INVESMENTS INC
|
CORPORATION
|
INVESTMENT ADVISORS
|
2715 COAST HWY W
|
NEWPORT BEACH
|
CA
|
92663
|
949-631-8599
|
3/14/1996
|
1/31/2025
|
ACTIVE
|
2
|
|
BT98042100
|
CRUTTENDEN PARTNERS LLC
|
CRUTTENDEN PARTNERS LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4600 CAMPUS DR #110
|
NEWPORT BEACH
|
CA
|
92660
|
949-399-9000
|
11/1/1998
|
10/31/2024
|
ACTIVE
|
0
|
|
BT30003490
|
K R R ENTERPRISES INC
|
ROBERTS, KELLY J
|
CORPORATION
|
INVESTMENT ADVISORS
|
4100 NEWPORT PLACE DR #400
|
NEWPORT BEACH
|
CA
|
92660
|
(949)809-3900
|
1/1/2003
|
1/31/2021
|
ACTIVE
|
0
|
|
BT30005772
|
CMS FAMILY LTD
|
SMALL, CODY
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
2621 BAY SHORE DR
|
NEWPORT BEACH
|
CA
|
92663
|
(949)646-3509
|
8/1/2004
|
8/31/2016
|
ACTIVE
|
0
|
|
BT30013233
|
PIMCO FUNDS
|
PACIFIC INV MGMT CO LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
650 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 219-2274
|
1/1/2003
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30035974
|
RESEARCH AFFILIATES CAPITAL L P
|
DANIEL M. HARKINS
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
620 NEWPORT CENTER DR #900
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 325-8700
|
12/10/2008
|
12/31/2024
|
ACTIVE
|
0
|
|
BT30045112
|
WAYUP WEALTH BUILDING GROUP
|
ED WEI
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
23 BRIDGEPORT RD
|
NEWPORT COAST
|
CA
|
92657
|
949-887-3922
|
7/18/2013
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30056209
|
SPINNAKER INVESTMENT GROUP LLC
|
JOSEPH STAPLETON
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4100 MACARTHUR BLVD #120
|
NEWPORT BEACH
|
CA
|
92660
|
9493966702
|
5/6/2016
|
5/31/2024
|
ACTIVE
|
5
|
|
BT30056759
|
SAPIENCE INVESTMENTS LLC
|
SAMIR SIKKA
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
520 NEWPORT CENTER DRIVE #STE 650
|
NEWPORT BEACH
|
CA
|
92660
|
9494398385
|
9/26/2016
|
9/30/2024
|
ACTIVE
|
9
|
|
BT30067928
|
FARMERS AND MERCHANTS TRUST CO
|
DANIEL K WALKER
|
CORPORATION
|
INVESTMENT ADVISORS
|
302 PINE AVENUE #FLOOR 2
|
LONG BEACH
|
CA
|
90802
|
949-345-7302
|
11/5/2018
|
11/30/2024
|
ACTIVE
|
4
|
|
BT30068066
|
PACIFIC PRIVATE FUND ADVISORS
|
PACIFIC GLOBAL ASSET MANAGEMEN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
700 NEWPORT CENTER DRIVE
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 219-3011
|
5/2/2019
|
5/31/2024
|
ACTIVE
|
0
|
|
BT30068162
|
INNOVATIVE CAPITAL MANAGEMENT
|
SCOTT PARENT
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4100 CAMPUS DR #100
|
NEWPORT BEACH
|
CA
|
92660
|
714-476-4416
|
1/1/2019
|
1/31/2025
|
ACTIVE
|
2
|
|
BT30072781
|
RECURVE CAPITAL LLC
|
AARON CHAN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
611 DAHLIA AVE
|
CORONA DEL MAR
|
CA
|
92625
|
(949) 409-6406
|
8/20/2020
|
8/31/2024
|
ACTIVE
|
0
|
|
BT30076093
|
KENNON GREEN & COMPANY LLC
|
JOSHUA KENNON AND AARON GREEN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
520 NEWPORT CENTER DRIVE #450
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 356-9787
|
7/28/2021
|
7/31/2024
|
ACTIVE
|
2
|
|
BT30078106
|
THE CAPROCK GROUP LLC
|
TCG MIDCO, LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
450 NEWPORT CENTER DRIVE #280
|
NEWPORT BEACH
|
CA
|
92660
|
2083689600
|
3/1/2022
|
3/31/2025
|
ACTIVE
|
2
|
|
BT30079627
|
LIBERTY WEALTH MANAGEMENT LLC
|
DAVID HOLLANDER
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4675 MACARTHUR COURT #590
|
NEWPORT BEACH
|
CA
|
92660
|
510-903-5478
|
1/10/2022
|
1/31/2025
|
ACTIVE
|
7
|
|
BT30080590
|
STONE LEGACY VENTURES LP
|
JODI P BOLE
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
300 Amethyst Ave #1/2
|
Newport Beach
|
CA
|
92662
|
(512) 731-8866
|
1/30/2023
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30080751
|
SACHI FINANCIAL PLANNING
|
TARA BOKOSKY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
3857 BIRCH STREET #3220
|
NEWPORT BEACH
|
CA
|
92660
|
9494783643
|
2/16/2023
|
2/28/2025
|
ACTIVE
|
0
|
|
BT30081572
|
TREUSSARD CAPITAL MANAGEMENT
|
JONATHAN TREUSSARD
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
57 JASMINE CREEK DRIVE
|
CORONA DEL MAR
|
CA
|
92625
|
9497769696
|
5/16/2023
|
5/31/2024
|
ACTIVE
|
0
|
|
BT97025645
|
GLOBAL INVESTMENT SOLUTIONS LL
|
GLOBAL INVESTMENT SOLUTIONS LL
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1300 BRISTOL ST N #100
|
NEWPORT BEACH
|
CA
|
92660
|
949-660-7960
|
10/1/1997
|
9/30/2023
|
ACTIVE
|
0
|
|
BT30032969
|
PORTFOLIO STRATEGY & MGT LTD
|
THOMAS A SWANSON
|
CORPORATION
|
INVESTMENT ADVISORS
|
901 DOVER DR #200
|
NEWPORT BEACH
|
CA
|
92660
|
949-640-0588
|
7/31/2010
|
7/31/2023
|
ACTIVE
|
0
|
|
BT30067496
|
SIGNATURE ESTATE & INVESTMENT ADVIS
|
BRIAN DAVID HOLMES
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
610 NEWPORT CENTER DR #300
|
NEWPORT BEACH
|
CA
|
92660
|
3107122323
|
4/25/2016
|
4/30/2024
|
ACTIVE
|
7
|
|
BT00021562
|
CREATIVE WEALTH STRATEGIES WIL
|
CREATIVE WEALTH STRATEGIES
|
CORPORATION
|
INVESTMENT ADVISORS
|
520 NEWPORT CENTER DRIVE #450
|
NEWPORT BEACH
|
CA
|
92660
|
949-640-2500
|
4/1/1995
|
3/31/2025
|
ACTIVE
|
2
|
|
BT01010305
|
NEWPORT VENTURE CAPITAL
|
HARRIS, RICHARD W
|
CORPORATION
|
INVESTMENT ADVISORS
|
23 CORPORATE PLZ #150
|
NEWPORT BEACH
|
CA
|
92660
|
949-640-2551
|
12/1/2000
|
12/31/2024
|
ACTIVE
|
2
|
|
BT99112308
|
ENTREPRENEURIAL INVESTMENT COR
|
ROBERTS, DUANE R
|
CORPORATION
|
INVESTMENT ADVISORS
|
4100 NEWPORT PLACE DR #400
|
NEWPORT BEACH
|
CA
|
92660
|
949-809-3900
|
8/30/1999
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30007794
|
PRIVATE EQUITY INVESTMENTS INC
|
LANGSAM, ROBERT
|
CORPORATION
|
INVESTMENT ADVISORS
|
3424 VIA OPORTO #103A
|
NEWPORT BEACH
|
CA
|
92663
|
800-455-6050
|
1/1/2003
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30014330
|
SHARF PROPERTIES INC
|
SHARF, BOYCE
|
CORPORATION
|
INVESTMENT ADVISORS
|
2012 TAHUNA TERR
|
CORONA DEL MAR
|
CA
|
92625
|
9496603545
|
1/1/2005
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30051211
|
BELL & BROWN WEALTH ADVISORS
|
BELL, LANTZ
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1305 PARK AVENUE
|
NEWPORT BEACH
|
CA
|
92662
|
(949) 396-1088
|
5/11/2015
|
5/31/2024
|
ACTIVE
|
0
|
|
BT30060623
|
PACIFIC INVESTMENT MANAGEMENT
|
ALLIANZ ASSET MANAGEMENT
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
650 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 219-2274
|
10/11/1995
|
10/31/2024
|
ACTIVE
|
1374
|
|
BT30062308
|
SILVEROAK INVESTMENTS LLC
|
RYAN YUHNKE
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4695 MACARTHUR CT STE 1100
|
NEWPORT BEACH
|
CA
|
92660
|
8005200605
|
2/16/2018
|
2/28/2025
|
ACTIVE
|
3
|
|
BT30063419
|
DIGITAL ASSET INVESTMENT MANAG
|
BRYAN COURCHESNE
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
120 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
9492987582
|
6/5/2018
|
6/30/2024
|
ACTIVE
|
1
|
|
BT30067715
|
PACIFIC SPECIALTY INVESTMENT GROUP
|
SCOTT PARENT
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4100 CAMPUS DR #100
|
NEWPORT BEACH
|
CA
|
92660
|
949-387-7330
|
5/22/2019
|
5/31/2024
|
ACTIVE
|
3
|
|
BT30068668
|
PURUS WEALTH MANAGEMENT
|
MARK LARSEN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4675 MACARTHUR CT #770
|
NEWPORT BEACH
|
CA
|
92660
|
949-356-6330
|
1/23/2015
|
1/31/2025
|
ACTIVE
|
8
|
|
BT30068769
|
MARTLET ASSET MANAGEMENT
|
JUDY POSNIKOFF
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
500 NEWPORT CENTER DRIVE #850
|
NEWPORT BEACH
|
CA
|
92660
|
949-524-4800
|
9/1/2018
|
9/30/2019
|
ACTIVE
|
10
|
|
BT30075409
|
PACIFIC GLOBAL ADVISORS LLC
|
PACIFIC LIFE INSURANCE COMPANY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
700 NEWPORT CENTER DR
|
NEWPORT BEACH
|
CA
|
92660
|
949-219-3011
|
6/28/2018
|
6/30/2021
|
ACTIVE
|
0
|
|
BT30079746
|
CRESCENT BAY ADVISORS LLC
|
LARRY ABRAHAMS
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
2101 EAST COAST HWY #SUITE 120
|
CORONA DEL MAR
|
CA
|
92625
|
9497184517
|
8/1/2022
|
8/31/2024
|
ACTIVE
|
20
|
|
BT01022648
|
ACACIA PACIFIC INVESTMENTS LLC
|
ABELL III, NORMAN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
2737 COAST HWY E #A
|
CORONA DEL MAR
|
CA
|
92625
|
949-675-2301
|
5/1/1996
|
4/30/2016
|
ACTIVE
|
0
|
|
BT30006909
|
CIBC PRIVATE WEALTH ADVISORS INC
|
MARKWALTER, JACK S JR
|
CORPORATION
|
INVESTMENT ADVISORS
|
520 NEWPORT CENTER DR #700
|
NEWPORT BEACH
|
CA
|
92660
|
949-660-0080
|
3/1/2004
|
3/31/2024
|
ACTIVE
|
11
|
|
BT30042783
|
LOYD CAPITAL PARTNERS A L P
|
LOYD CAPITAL
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
4695 MACARTHUR CT #420
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 313 9600
|
3/26/2013
|
3/31/2021
|
ACTIVE
|
2
|
|
BT00005778
|
PLANAMERICA FIN
|
KURD ESAM
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
610 NEWPORT CENTER DR #650
|
NEWPORT BEACH
|
CA
|
92660
|
949-760-1010
|
|
3/31/2025
|
ACTIVE
|
0
|
|
BT00012894
|
NEWPORT FEDERAL
|
NEWPORT FEDERAL
|
CORPORATION
|
INVESTMENT ADVISORS
|
4425 JAMBOREE RD #250
|
NEWPORT BEACH
|
CA
|
92660
|
949-851-9391
|
3/22/1989
|
2/28/2025
|
ACTIVE
|
0
|
|
BT00013402
|
SPECTRUM ASSET MANAGEMENT INC
|
SPECTRUM ASSET MANAGEMENT
|
CORPORATION
|
INVESTMENT ADVISORS
|
1301 DOVE ST #720
|
NEWPORT BEACH
|
CA
|
92660
|
949-171-3400
|
7/6/1988
|
5/31/2024
|
ACTIVE
|
13
|
|
BT00020962
|
MISCHLER FINANCIAL GROUP INC
|
MISCHLER FIN GRP INC
|
CORPORATION
|
INVESTMENT ADVISORS
|
1101 BAYSIDE DR #201
|
CORONA DEL MAR
|
CA
|
92625
|
949-720-0640
|
1/1/1995
|
5/31/2024
|
ACTIVE
|
23
|
|
BT03042955
|
280 NEWPORT CENTER DRIVE LLC
|
BURNHAM, SCOTT T
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1100 NEWPORT CENTER DR #200
|
NEWPORT BEACH
|
CA
|
92660
|
949-760-9150
|
9/1/2001
|
8/31/2024
|
ACTIVE
|
0
|
|
BT30005262
|
PINEHURST LLC
|
CHUNG, CHRISTINE
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1000 DOVE ST #100
|
NEWPORT BEACH
|
CA
|
92660
|
(949)660-8988
|
7/1/2004
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30020232
|
FARAH ADVISORY SERVICES LLC
|
FARAH ADVISORY SERVICES LLC
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
511 BALBOA BLVD E
|
NEWPORT BEACH
|
CA
|
92661
|
949-719-2625
|
2/15/2007
|
2/28/2025
|
ACTIVE
|
2
|
|
BT30034353
|
MAGDALENO FINANCIAL
|
RICHARD MAGDALENO
|
CORPORATION
|
INVESTMENT ADVISORS
|
5001 BIRCH ST
|
NEWPORT BEACH
|
CA
|
92660
|
9492007559
|
3/4/2010
|
3/31/2025
|
ACTIVE
|
0
|
|
BT30045977
|
BERGSTROM CAPITAL ADVISORS INC
|
BERGSTROM, ERIC
|
CORPORATION
|
INVESTMENT ADVISORS
|
17 CASTELLINA DRIVE
|
NEWPORT COAST
|
CA
|
92657
|
949.510.6314
|
1/1/2014
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30077797
|
AMERICAN FUNDSTARS
|
FAN FENG
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4695 MACARTHUR COURT #SUITE 560
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 378-3368
|
1/25/2022
|
1/31/2025
|
ACTIVE
|
2
|
|
BT30078187
|
OCEAN HEIGHTS ADVISORS LLC
|
KEVIN BARLOW
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
660 NEWPORT CENTER DRIVE #220
|
NEWPORT BEACH
|
CA
|
92660
|
949-715-2126
|
3/1/2022
|
3/31/2025
|
ACTIVE
|
4
|
|
BT30079407
|
GA CAPITAL
|
ANN MAI
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
23 CORPORATE PLAZA #150
|
NEWPORT BEACH
|
CA
|
92660
|
9493868486
|
8/4/2022
|
8/31/2024
|
ACTIVE
|
0
|
|
BT00000649
|
MARWIT MANAGEMENT COMPANY INC
|
MARWIT CAPITAL CORP
|
CORPORATION
|
INVESTMENT ADVISORS
|
100 BAYVIEW CIR #550
|
NEWPORT BEACH
|
CA
|
92660
|
949-861-3636
|
|
8/31/2018
|
ACTIVE
|
1
|
|
BT97025334
|
ECONOMIC CONSULTING SERVICES
|
ECONOMIC CONSULTING SERVICES
|
CORPORATION
|
INVESTMENT ADVISORS
|
428 OLD NEWPORT BLVD
|
NEWPORT BEACH
|
CA
|
92663
|
949-574-0800
|
10/1/1997
|
9/30/2021
|
ACTIVE
|
0
|
|
BT30003351
|
LIDO CAPITAL PARTNERS LLC
|
CURCI, ANTHONY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
251 SHIPYARD WAY #A
|
NEWPORT BEACH
|
CA
|
92663
|
(949) 923-7300
|
1/1/2004
|
1/31/2024
|
ACTIVE
|
0
|
|
BT30011490
|
UNITED CAPITAL FIN'L PARTNERS
|
JOSEPH J. DURAN
|
CORPORATION
|
INVESTMENT ADVISORS
|
620 NEWPORT CENTER DR STE 500
|
NEWPORT BEACH
|
CA
|
92660
|
949-706-6444
|
7/1/2005
|
7/31/2023
|
ACTIVE
|
0
|
|
BT30041526
|
DANIEL WEALTH ADVISORS
|
DANIEL, CHARLES
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
140 NEWPORT CENTER DR #200
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 290-0747
|
6/5/2009
|
6/30/2014
|
ACTIVE
|
0
|
|
BT20032949
|
KNIGHTSBRIDGE ASSET MANAGEMENT
|
PRICHARD, JOHN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
450 NEWPORT CENTER DR #630
|
NEWPORT BEACH
|
CA
|
92660
|
949-644-4444
|
7/1/1999
|
6/30/2024
|
ACTIVE
|
4
|
|
BT30001763
|
INTEGRITY FINANCIAL PLNG INC
|
ADAMO, RALPH G
|
CORPORATION
|
INVESTMENT ADVISORS
|
3991 MACARTHUR BLVD #215
|
NEWPORT BEACH
|
CA
|
92660
|
(949)955-1188
|
10/1/2003
|
10/31/2024
|
ACTIVE
|
2
|
|
BT30002110
|
TOTAL FINANCIAL CONCEPTS
|
BENNETT, DAVID W
|
SOLE PROPRIETORSHIP
|
INVESTMENT ADVISORS
|
22371 CANYON CREST DR.
|
MISSION VIEJO
|
CA
|
92692
|
(949)225-9314
|
10/1/2003
|
10/31/2024
|
ACTIVE
|
0
|
|
BT30005425
|
THE COURTNEY GROUP INCORPORATE
|
COURTNEY, JR THOMAS W
|
CORPORATION
|
INVESTMENT ADVISORS
|
610 NEWPORT CENTER DR #330
|
NEWPORT BEACH
|
CA
|
92660
|
(949) 706-3600
|
7/1/2004
|
7/31/2024
|
ACTIVE
|
1
|
|
BT30005444
|
PICOCO LLC
|
MASEEH, FARIBORZ
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
4343 VON KARMAN AVE #STE 350
|
NEWPORT BEACH
|
CA
|
92660
|
949-640-0801
|
7/1/2004
|
7/31/2024
|
ACTIVE
|
0
|
|
BT30007832
|
SILVER POINT INVESTMENTS LLC
|
MERAGE, PAUL
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
660 NEWPORT CENTER DR #1300
|
NEWPORT BEACH
|
CA
|
92660
|
949-474-5830
|
6/1/2004
|
6/30/2024
|
ACTIVE
|
0
|
|
BT30009274
|
ELLVMINA LLC
|
ABDULJAWAD, ZIYAD
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
23 CORPORATE PLAZA DR #246
|
NEWPORT BEACH
|
CA
|
92660
|
949-721-9777
|
1/1/2003
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30025769
|
SYSTEMATIC FINANCIAL MGMT
|
AFFILIATED MANAGER GROUP
|
PARTNERSHIP
|
INVESTMENT ADVISORS
|
24 CORPORATE PLAZA #100
|
NEWPORT BEACH
|
CA
|
92660
|
201-708-1660
|
9/30/2008
|
9/30/2024
|
ACTIVE
|
1
|
|
BT30059754
|
RAFI INDICES LLC
|
DANIEL HARKINS
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
620 NEWPORT CENTER DR #900
|
NEWPORT BEACH
|
CA
|
92660
|
949-325-8700
|
1/31/2017
|
1/31/2025
|
ACTIVE
|
0
|
|
BT30067223
|
THE BAHNSEN GROUP LLC
|
DAVID BAHNSEN
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
520 NEWPORT CENTER DR #300
|
NEWPORT BEACH
|
CA
|
92660
|
9498775021
|
6/6/2018
|
6/30/2024
|
ACTIVE
|
21
|
|
BT30067468
|
BEACON POINTE ADVISORS LLC
|
MATT COOPER
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
24 CORPORATE PLAZA DRIVE #SUITE 150
|
NEWPORT BEACH
|
CA
|
92660
|
9497209980
|
1/1/2014
|
1/31/2025
|
ACTIVE
|
10
|
|
BT30069255
|
CENTRIPLAN LLC
|
LORIAN K PETRY
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
1000 QUAIL ST #225
|
NEWPORT BEACH
|
CA
|
92660
|
9497211922
|
8/30/2019
|
8/31/2024
|
ACTIVE
|
0
|
|
BT30069804
|
BK CHIN ASSET MANAGEMENT
|
BRYAN CHIN
|
CORPORATION
|
INVESTMENT ADVISORS
|
1100 QUAIL ST SUITE 211
|
NEWPORT BEACH
|
CA
|
92660
|
9496368375
|
11/18/2019
|
11/30/2024
|
ACTIVE
|
0
|
|
BT30069958
|
SILVERLIGHT ASSET MANAGEMENT
|
MICHAEL CANNIVET
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
23 CORPORATE PLZ #150
|
NEWPORT BEACH
|
CA
|
92660
|
9496292496
|
12/7/2016
|
12/31/2024
|
ACTIVE
|
1
|
|
BT30076304
|
PARIAX PRIVATE WEALTH MNGMT
|
ARIA KHALILI
|
LIMITED LIABILITY COMPANY
|
INVESTMENT ADVISORS
|
20 SHORELINE
|
NEWPORT COAST
|
CA
|
92657
|
9496880886
|
6/7/2019
|
6/30/2024
|
ACTIVE
|
3
|